Investor Protection | Junomoneta Finsol Private Limited

A. Investor

1. KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

2. Investors should be cautious on unsolicited emails and SMS advising to buy, sell or hold securities and trade only on the basis of informed decision. Investors are advised to invest after conducting appropriate analysis of respective companies and not to blindly follow unfounded rumours, tips etc. Further, you are also requested to share your knowledge or evidence of systemic wrongdoing, potential frauds or unethical behaviour through the anonymous portal facility provided on BSE & NSE website.

3. Filing complaints on SCORES – Easy & quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:
- i. Name, PAN, Address, Mobile Number, E-mail ID.
c. Benefits:
- i. Effective communication.
- ii. Speedy redressal of the grievances.

4. SEBI COMPLAINTS REDRESS SYSTEM

B. Attention Investor

1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.

2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.

3. Pay 20% upfront margin of the transaction value to trade in cash market segment.

4. Investors may please refer to the NSE's Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 & BSE’s notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.

5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

6. M/s Junomoneta Finsol Private Limited is only into proprietary trading.

7. Company does not offer any scheme for any assured returns. In case, any such scheme offered by any of employee of the company, the same should not be accepted and no investment in such scheme to be made. In case of any such scheme offered by any person, kindly contact compliance team of the company on (+91) (79) 48948880. In case any investment made in such scheme, company will not be responsible for any claims or grievances for any loss on account of relying on the said scheme.

8. No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account.

Investors are requested to note that Junomoneta Finsol Private Limited is permitted to receive/pay money from/to investor through designated bank accounts only named as client bank accounts. Junomoneta Finsol Private Limited is also required to disclose these client bank accounts to Stock Exchange.

Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.

Sr. No.	Account Name	Account Number	IFSC Code
1.	Junomoneta Finsol Private Limited Client A/c	84805001717	ICIC0000848
2.	Junomoneta Finsol Private Limited MCX Client A/c	84805001774	ICIC0000848
3.	Junomoneta Finsol Private Limited NCDEX Client A/c	57500000578851	HDFC0000006
4.	Junomoneta Finsol Private Limited Client A/c	57500001056367	HDFC0000006